Search Result

301 - 320 of 610 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust