Search Result

261 - 280 of 621 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

DISP 4.2 The standard terms

As Published: 2002

DISP 4.2 The standard terms

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)