Search Result

181 - 200 of 620 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 6.1 Application

As Published: 2005

LR 6.1 Application

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading