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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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PR 3.2 Filing and publication of prospectus

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SYSC 3.1 Systems and Controls

SUP 15.7 Form and method of notification

PERG 7.6 Applications for a certificate

LR 13.4 Class 1 circulars

PERG 7.4 Does the article 54 exclusion apply?

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

LR 8.2 When a sponsor must be appointed or its assistance obtained

CASS 1.4 Application: particular activities

PR 1.1 Preliminary

PR App 3.1

PR 2.3 Minimum information to be included in a prospectus

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

GEN 1.2 Referring to approval by the FSA

SUP 6.1 Application and purpose

SUP 5.3 Policy on the use of skilled persons

SUP 9.2 Making a request for individual guidance