Search Result

61 - 80 of 589 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds