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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

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COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

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SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

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COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

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COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

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DISP 1.7 The Society of Lloyd's

As Published: 2002

DISP 1.7 The Society of Lloyd's

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LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

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