Search Result

221 - 240 of 692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

MCOB 4.6 Cancellation of distance mortgage mediation contracts

As Published: 2004

MCOB 4.6 Cancellation of distance mortgage mediation contracts

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation