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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings