Search Result
PERG 4.17 Interaction with the Consumer Credit Act
As Published: 2005
PERG 4.17 Interaction with the Consumer Credit Act
…
MAR 1.6 Market abuse (manipulating transactions)
As Published: 2001
MAR 1.6 Market abuse (manipulating transactions)
…
MCOB 13.5 Dealing with a customer in arrears or with a mortgage shortfall debt
As Published: 2004
MCOB 13.5 Dealing with a customer in arrears or with a mortgage shortfall debt
…
DISP App 1.5 Determination of complaints
As Published: 2002
DISP App 1.5 Determination of complaints
…
CASS 5.8 Safe keeping of client's documents and other assets
As Published: 2005
CASS 5.8 Safe keeping of client's documents and other assets
…
PERG 8.25 Advice must relate to an investment which is a security or contractually based investment
As Published: 2005
PERG 8.25 Advice must relate to an investment which is a security or contractually based investment
…
PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance
As Published: 2005
PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance
…
ICOB 6.3 Notification of cancellation by the retail customer
As Published: 2005
ICOB 6.3 Notification of cancellation by the retail customer
…
LR 8.6 Criteria for approval as a sponsor
As Published: 2005
LR 8.6 Criteria for approval as a sponsor
…