Search Result

61 - 80 of 612 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information