Search Result
PR 1.2 Requirement for a prospectus and exemptions
As Published: 2005
PR 1.2 Requirement for a prospectus and exemptions
…
LR 4.2 Contents and format of listing particulars
As Published: 2005
LR 4.2 Contents and format of listing particulars
…
COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
As Published: 2004
COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
…
REC 4.5 FSA supervision of action by UK recognised bodies under their default rules
As Published: 2001
REC 4.5 FSA supervision of action by UK recognised bodies under their default rules
…
COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
As Published: 2005
COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
…
LR 8.2 When a sponsor must be appointed or its assistance obtained
As Published: 2005
LR 8.2 When a sponsor must be appointed or its assistance obtained
…
CASS 5.5 Segregation and the operation of client money accounts
As Published: 2004
CASS 5.5 Segregation and the operation of client money accounts
…
REC 2.6 General safeguards for investors
As Published: 2004
REC 2.6 General safeguards for investors
…
REC 3.14 Products, services and normal hours of operation
As Published: 2001
REC 3.14 Products, services and normal hours of operation
…
COND 2.3 Threshold condition 3: Close links
As Published: 2004
COND 2.3 Threshold condition 3: Close links
…
LR 1.3 Information gathering and publication
As Published: 2005
LR 1.3 Information gathering and publication
…