Search Result

441 - 460 of 692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

MCOB 13.6 Repossessions

As Published: 2004

MCOB 13.6 Repossessions

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations