Search Result

421 - 440 of 448 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

COND 1.3 General

As Published: 2001

COND 1.3 General

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

COB 11.1 Application

As Published: 2001

COB 11.1 Application