Search Result

361 - 380 of 452 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

COB 10.1 Application

As Published: 2001

COB 10.1 Application

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

LR 16.2 Requirements for listing

As Published: 2005

LR 16.2 Requirements for listing

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures