Search Result

61 - 80 of 600 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making