Search Result

41 - 60 of 676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose