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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background