Search Result

161 - 180 of 632 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)