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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus