Search Result

41 - 60 of 637 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

PR App 1.1

As Published: 2005

PR App 1.1

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars