Search Result
MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
As Published: 2003
MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
…
MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator
As Published: 2004
MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator
…
MAR 5.2 Guidance about what constitutes an ATS
As Published: 2004
MAR 5.2 Guidance about what constitutes an ATS
…
MAR 1.6 Market abuse (manipulating transactions)
As Published: 2001
MAR 1.6 Market abuse (manipulating transactions)
…
PERG 7.5 When is it appropriate to apply for a certificate?
As Published: 2005
PERG 7.5 When is it appropriate to apply for a certificate?
…
LR 9.4 Documents requiring prior approval
As Published: 2005
LR 9.4 Documents requiring prior approval
…
SUP 3.6 Firms' cooperation with their auditors
As Published: 2001
SUP 3.6 Firms' cooperation with their auditors
…
MCOB 7.4 Disclosure at the start of the contract
As Published: 2004
MCOB 7.4 Disclosure at the start of the contract
…
PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)
As Published: 2005
PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)
…