Search Result

501 - 520 of 569 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COB 10.1 Application

As Published: 2001

COB 10.1 Application

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

COB 12.1 Application

As Published: 2003

COB 12.1 Application

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1