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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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DTR 3.1

As Published: 2005

DTR 3.1

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MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

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PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

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COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

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MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

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CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

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