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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints