Search Result

221 - 240 of 456 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation