Search Result

161 - 180 of 612 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2004

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares