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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

REC 1.1 Application

As Published: 2001

REC 1.1 Application

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose