Search Result

121 - 140 of 519 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation