Search Result

41 - 60 of 407 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference