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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MCOB 12.6 Business loans

As Published: 2004

MCOB 12.6 Business loans