Search Result

321 - 340 of 591 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

DISP 1.7 The Society of Lloyd's

As Published: 2002

DISP 1.7 The Society of Lloyd's

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion