Search Result

281 - 300 of 636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business