Search Result

201 - 220 of 654 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information