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SYSC 3.2 Areas covered by systems and controls
As Published: 2002
SYSC 3.2 Areas covered by systems and controls
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DTR 2.5 Delaying disclosure of inside information
As Published: 2005
DTR 2.5 Delaying disclosure of inside information
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MAR 5.3 Notification of establishment of an ATS
As Published: 2004
MAR 5.3 Notification of establishment of an ATS
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REC 3.15 Suspension of services and inability to operate facilities
As Published: 2001
REC 3.15 Suspension of services and inability to operate facilities
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COLL 4.4 Meetings of Unitholders and service of notices
As Published: 2004
COLL 4.4 Meetings of Unitholders and service of notices
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LR 12.5 Purchase of own securities other than equity shares
As Published: 2005
LR 12.5 Purchase of own securities other than equity shares
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SUP 3.6 Firms' cooperation with their auditors
As Published: 2001
SUP 3.6 Firms' cooperation with their auditors
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SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms
As Published: 2001
SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms
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DTR 1.5 Fees, market abuse safe harbours and sanctions
As Published: 2005
DTR 1.5 Fees, market abuse safe harbours and sanctions
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SUP 5.6 Confidential information and privilege
As Published: 2001
SUP 5.6 Confidential information and privilege
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PERG 8.17 Financial promotions concerning agreements for qualifying credit
As Published: 2005
PERG 8.17 Financial promotions concerning agreements for qualifying credit
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PERG 9.5 The property condition (section 236(2) of the Act)
As Published: 2005
PERG 9.5 The property condition (section 236(2) of the Act)
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SUP 4.5 Provisions applicable to all actuaries
As Published: 2004
SUP 4.5 Provisions applicable to all actuaries
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