Search Result

161 - 180 of 620 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations