Search Result

141 - 160 of 517 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services