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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary