Search Result

61 - 80 of 624 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links