Search Result

61 - 80 of 550 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 19.3 Listing applications

As Published: 2005

LR 19.3 Listing applications

LR 3.1 Application

As Published: 2005

LR 3.1 Application

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver