Search Result

421 - 440 of 529 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information