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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

DISP 4.2 The standard terms

As Published: 2002

DISP 4.2 The standard terms

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose