Search Result

21 - 40 of 668 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

PERG 2.7 Activities: a broad outline

As Published: 2005

PERG 2.7 Activities: a broad outline

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

LR App 2.1 Fees and financial penalty income

As Published: 2005

LR App 2.1 Fees and financial penalty income

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities