Search Result

321 - 340 of 597 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution