Search Result

301 - 320 of 641 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours