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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

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FIT 1.1 Application and purpose

COLL 6.9 Independence, names and UCITS business restrictions

APER 4.1 Statement of Principle 1

PERG 8.32 Arranging deals in investments

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LR App 1.1 Relevant definitions

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SUP 3.1 Application

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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COB 4.1 Client classification

MCOB 5.6 Content of illustrations

FIT 2.2 Competence and capability

APER 4.6 Statement of Principle 6

REC 5.2 Application process

SUP 5.1 Application and purpose

ICOB 6.4 Effects of cancellation