Search Result

241 - 260 of 680 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions