Search Result

121 - 140 of 619 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

COND 1.3 General

As Published: 2001

COND 1.3 General

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure