Search Result

261 - 280 of 605 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

MCOB 6.2 Purpose

As Published: 2004

MCOB 6.2 Purpose

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

COND 1.3 General

As Published: 2001

COND 1.3 General

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

REC 1.1 Application

As Published: 2001

REC 1.1 Application

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary