Search Result

41 - 60 of 189 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions