Search Result

21 - 40 of 168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PR App 1.1

As Published: 2005

PR App 1.1

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

REC 1.1 Application

As Published: 2001

REC 1.1 Application

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator